-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RCE4TJN6TMhKFLhGqMiRhGA6IUe9QI+hicS+lzmLqkYt2U3iRjqbVLeLhhL5N2qE BgrxELy7r19hn/7WQe+Fyw== 0001019056-98-000074.txt : 19980217 0001019056-98-000074.hdr.sgml : 19980217 ACCESSION NUMBER: 0001019056-98-000074 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980212 SROS: NASD GROUP MEMBERS: DAI ICHI LIFE INVESTMENT PROPERTIES INC GROUP MEMBERS: DAI-ICHI LIFE INVESTMENT PROPERTIES, INC. GROUP MEMBERS: DAI-ICHI LIFE PROPERTY HOLDINGS, INC. GROUP MEMBERS: DSA-LSAM, INC. GROUP MEMBERS: DSA-LSPL, INC. GROUP MEMBERS: THE DAI-ICHI MUTUAL LIFE INSURANCE COMPANY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LASALLE PARTNERS INC CENTRAL INDEX KEY: 0001037976 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 364150422 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-53037 FILM NUMBER: 98534048 BUSINESS ADDRESS: STREET 1: 200 E RANDOLPH DR CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3127825800 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DAI ICHI LIFE INVESTMENT PROPERTIES INC CENTRAL INDEX KEY: 0001055370 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 399 PARK AVE STREET 2: 24TH FL CITY: NEW YORK STATE: NY ZIP: 10022 MAIL ADDRESS: STREET 2: 399 PARK AVE 12TH FL CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 FORM SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 LaSalle Partners Incorporated ----------------------------- (Name of Issuer) Common Stock ----------------------------- (Title of Class of Securities) 51802H105 ----------------------------- (CUSIP Number) Page 2 of 12 CUSIP No. 51802H105 - -------------------------------------------------------------------------------- 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons DSA-LSPL, Inc. (S.S. and I.R.S. Identification Nos.: intentionally omitted) (Please refer to Exhibit A) - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (Please refer to Exhibit A) (b) - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware corporation - -------------------------------------------------------------------------------- Number (5) Sole Voting Power 1,869,288 of Shares ------------------------------------------------------------- Beneficially Owned (6) Shared Voting Power 0 By Each ------------------------------------------------------------- Reporting Person (7) Sole Dispositive Power 1,869,288 With ------------------------------------------------------------- (8) Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 1,869,288 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 11.5% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- 2 Page 3 of 12 CUSIP No. 51802H105 - -------------------------------------------------------------------------------- 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons DSA-LSAM, Inc. (S.S and I.R.S. Identification Nos.: intentionally omitted) (Please refer to Exhibit A) - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (Please refer to Exhibit A) (b) - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware corporation - -------------------------------------------------------------------------------- Number (5) Sole Voting Power 329,874 of Shares ------------------------------------------------------------- Beneficially Owned (6) Shared Voting Power 0 By Each ------------------------------------------------------------- Reporting Person (7) Sole Dispositive Power 329,874 With ------------------------------------------------------------- (8) Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 329,874 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 2.0% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- 3 Page 4 of 12 CUSIP No. 51802H105 - -------------------------------------------------------------------------------- 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Dai-ichi Life Investment Properties, Inc. (S.S. and I.R.S. Identification Nos.: intentionally omitted) (Please refer to Exhibit A) - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (Please refer to Exhibit A) (b) - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware corporation - -------------------------------------------------------------------------------- Number (5) Sole Voting Power 2,199,162 of (Please refer to Exhibit A) Shares ------------------------------------------------------------- Beneficially Owned (6) Shared Voting Power 0 By Each ------------------------------------------------------------- Reporting Person (7) Sole Dispositive Power 2,199,162 With (Please refer to Exhibit A) ------------------------------------------------------------- (8) Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,199,162 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 13.6% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- 4 Page 5 of 12 CUSIP No. 51802H105 - -------------------------------------------------------------------------------- 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Dai-ichi Life Property Holdings, Inc. (S.S. and I.R.S. Identification Nos.: intentionally omitted) (Please refer to Exhibit A) - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (Please refer to Exhibit A) (b) - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware corporation - -------------------------------------------------------------------------------- Number (5) Sole Voting Power 2,199,162 of (Please refer to Exhibit A) Shares ------------------------------------------------------------- Beneficially Owned (6) Shared Voting Power 0 By Each ------------------------------------------------------------- Reporting Person (7) Sole Dispositive Power 2,199,162 With (Please refer to Exhibit A) ------------------------------------------------------------- (8) Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,199,162 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 13.6% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- 5 Page 6 of 12 CUSIP No. 51802H105 - -------------------------------------------------------------------------------- 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons The Dai-ichi Mutual Life Insurance Company (S.S. and I.R.S. Identification Nos.: intentionally omitted) (Please refer to Exhibit A) - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (Please refer to Exhibit A) (b) - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Japanese insurance company - -------------------------------------------------------------------------------- Number (5) Sole Voting Power 2,199,162 of (Please refer to Exhibit A) Shares ------------------------------------------------------------- Beneficially Owned (6) Shared Voting Power 0 By Each ------------------------------------------------------------- Reporting Person (7) Sole Dispositive Power 2,199,162 With (Please refer to Exhibit A) ------------------------------------------------------------- (8) Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,199,162 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 13.6% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- 6 Page 7 of 12 ITEM 1(A): Name of Issuer: LaSalle Partners Incorporated ITEM 1(B): Address of Issuer's Principal Executive Offices: 200 East Randolph Drive Chicago, Illinois 60601 ITEM 2(A): Name of Person Filing: DSA-LSPL, Inc. DSA-LSAM, Inc. Dai-ichi Life Investment Properties, Inc. Dai-ichi Life Property Holdings, Inc. The Dai-ichi Mutual Life Insurance Company ITEM 2(B): Address of Principal Business Office or, if none, Residence: DSA-LSPL, Inc. 399 Park Avenue, 24th Floor New York, New York 10022 DSA-LSAM, Inc. 399 Park Avenue, 24th Floor New York, New York 10022 Dai-ichi Life Investment Properties, Inc. 399 Park Avenue, 24th Floor New York, New York 10022 Dai-ichi Life Property Holdings, Inc. 399 Park Avenue, 24th Floor New York, New York 10022 The Dai-ichi Mutual Life Insurance Company 13-1 Yurakucho, 1-chome Tokyo, Japan 100 ITEM 2(C): Citizenship: DSA-LSPL, Inc.: Delaware corporation DSA-LSAM, Inc.: Delaware corporation Dai-ichi Life Investment Properties, Inc.: Delaware corporation Dai-ichi Life Property Holdings, Inc.: Delaware corporation The Dai-ichi Mutual Life Insurance Company: Japanese corporation ITEM 2(D): Title of Class of Securities: Common Stock ITEM 2(E): CUSIP Number: 51802H105 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(b), OR 13D-2(b), CHECK WHETHER THE PERSON FILING IS A: 7 Page 8 of 12 Not Applicable (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in Section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see ss. 240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with ss. 240.13d-1(b)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with ss. 240.13d-1(b)(1)(ii)(H) ITEM 4. OWNERSHIP (Please refer to Exhibit A for additional information) (a) Amount Beneficially Owned: 2,199,162 shares (b) Percent of Class: 13.6%
(c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 2,199,162 (ii) shared power to vote or to direct the vote 0 ------------- (iii) sole power to dispose or to direct the disposition of 2,199,162 ------------- (iv) shared power to dispose or to direct the disposition of 0 -------------
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable 8 Page 9 of 12 ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP See Exhibit A ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10. CERTIFICATION The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): Not Applicable 9 Page 10 of 12 SIGNATURE. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date February 10, 1998 DSA-LSPL, Inc. By: /s/ Tatsuya Ishii --------------------------------------- Name: Tatsuya Ishii Title: Vice President and Treasurer DSA-LSAM, Inc. By: /s/ Tatsuya Ishii --------------------------------------- Name: Tatsuya Ishii Title: Vice President and Treasurer Dai-ichi Life Investment Properties, Inc. By: /s/ Tsutomu Sekine --------------------------------------- Name: Tsutomu Sekine Title: President Dai-ichi Life Property Holdings, Inc. By: /s/ Hitoshi Sasaki --------------------------------------- Name: Hitoshi Sasaki Title: President The Dai-ichi Mutual Life Insurance Company By: /s/ Rikio Nagahama --------------------------------------- Name: Rikio Nagahama Title: Managing Director 10 Page 11 of 12 EXHIBIT A DSA-LSPL, Inc. and DSA-LSAM, Inc. have been informed by the Issuer that as at December 31, 1997 the number of outstanding shares of Common Stock was 16,200,000. The calculation in Item 4(b) is based on the number of shares of Common Stock outstanding as at December 31, 1997. Additionally, there is an agreement among Morgan Stanley & Co. Incorporated, Morgan Stanley & Co. International Limited, William Blair & Company, L.L.C., and Montgomery Securities, as representatives of the several underwriters, DSA-LSPL, Inc. and DSA-LSAM, Inc., dated July, 1997, restricting DSA-LSPL, Inc.'s ability to sell its Common Stock for a period of 180 days. DSA-LSPL, Inc. owns of record 1,869,288 shares of Common Stock. Based on the number of shares of Common Stock outstanding as at December 31, 1997, such number would amount to 11.5% of the Common Stock of the Issuer. DSA-LSAM, Inc. owns of record an additional 329,874 shares of Common Stock. Based on the number of shares of Common Stock outstanding as at December 31, 1997, such number would amount to 2.0% of the Common Stock of the Issuer. The Dai-ichi Mutual Life Insurance Company owns 100% of the outstanding shares of capital stock of Dai-ichi Life Property Holdings, Inc., which in turn owns 100% of the outstanding shares of capital stock of Dai-ichi Life Investment Properties, Inc., which in turn owns 100% of the outstanding capital stock of DSA-LSPL, Inc. and DSA-LSAM, Inc. Accordingly, each of The Dai-ichi Mutual Life Insurance Company, Dai-ichi Life Property Holdings, Inc., and Dai-ichi Life Investment Properties, Inc. are beneficial owners of the 1,869,288 shares of Common Stock of the Issuer owned of record by DSA-LSPL, Inc. and the 329,874 shares of Common Stock owned of record by DSA-LSAM, Inc., equal to an aggregate of 2,199,162 shares of Common Stock. Based on the number of shares of Common Stock outstanding as at December 31, 1997, such number would amount to 13.6% of the Common Stock of the Issuer. The Dai-ichi Mutual Life Insurance Company, Dai-ichi Life Property Holdings, Inc., Dai-ichi Life Investment Properties, Inc., DSA-LSPL, Inc., and DSA-LSAM, Inc. may from time to time consult amongst each other in connection with any determination regarding the voting or disposition of the Common Stock. This Schedule 13G is filed on behalf of The Dai-ichi Mutual Life Insurance Company, Dai-ichi Life Property Holdings, Inc. (formerly known as Dai-ichi Life (U.S.A.), Inc.), Dai-ichi Life Investment Properties, Inc., DSA-LSPL, Inc. and DSA-LSAM, Inc. (please see Exhibit B attached hereto). 11 Page 12 of 12 EXHIBIT B AGREEMENT RE JOINT FILING Each of the undersigned hereby agrees, as required pursuant to Rule 13d-1(f)(1)(iii) under the Securities Exchange Act of 1934, that this Schedule 13G is to be filed on behalf of each such party. This Agreement may be executed in separate counterparts, each of which when so executed and delivered shall be deemed an original, but all such counterparts together shall constitute but one and the same instrument. DSA-LSPL, Inc. By: /s/ Tatsuya Ishii --------------------------------------- Name: Tatsuya Ishii Title: Vice President and Treasurer DSA-LSAM, Inc. By: /s/ Tatsuya Ishii --------------------------------------- Name: Tatsuya Ishii Title: Vice President and Treasurer Dai-ichi Life Investment Properties, Inc. By: /s/ Tsutomu Sekine --------------------------------------- Name: Tsutomu Sekine Title: President Dai-ichi Life Property Holdings, Inc. By: /s/ Hitoshi Sasaki --------------------------------------- Name: Hitoshi Sasaki Title: President The Dai-ichi Mutual Life Insurance Company By: /s/ Rikio Nagahama --------------------------------------- Name: Rikio Nagahama Title: Managing Director 12 -----END PRIVACY-ENHANCED MESSAGE-----